Archive Intel Partners With Zocks to Streamline AI Compliance Reviews
- 10 hours ago
- 1 min read
Zocks. (2026, September 1). Archive Intel partners with Zocks to streamline AI compliance reviews. https://www.zocks.io/press/archive-intel-partners-with-zocks-to-streamline-ai-compliance-reviews
Archive Intel, an AI-powered communications compliance platform for financial institutions, announced an integration with Zocks, a privacy-first AI platform for financial services.
SEC and FINRA requirements mandate that records generated by AI notetakers be treated as electronic client communications subject to review and to five-year retention.
Through the integration, Zocks data flows automatically into Archive Intel's platform, where AI contextually reviews transcripts and notes, identifies potentially non-compliant language, and archives records for audit-ready access.
Larry Shumbres, founder and CEO of Archive Intel, said the integration helps firms capture, review and retain data from their AI assistant while strengthening compliance oversight, organizing critical records and reducing the risk of costly violations.
Mark Gilbert, co-founder and CEO of Zocks, said the integration addresses the challenge of managing compliance across a growing number of client communication channels and provides a more efficient way to review and retain AI-generated records within existing compliance workflows.
Archive Intel clients can activate the Zocks integration for $12 per user per month.
Captured, reviewed, and archived data synchronizes automatically between the two platforms.
Knote: One step closer to the dream of fully automated direct surveillance that can be outsourced to 3rd party compliance consultants.