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Mercer Advisors. (2026, October 28). Mercer Advisors deepens platform leadership with appointment of Kyle Pounder as head of data. https://www.merceradvisors.com/press/mercer-advisors-deepens-platform-leadership-with-appointment-of-kyle-pounder-as-head-of-data/ Mercer Advisors appointed Kyle Pounder, PhD, as Vice President of Data, a role focused on putting data and AI to work for its more than 460 advisors and over 43,000 clients. Pounder will lead the firm's core data team,

Rogers, J. (2026, November 2). eMoney platform preps AI assistant for CoPlanner tool. InvestmentNews. https://www.investmentnews.com/goria/technology/emoney-platform-preps-ai-assistant-for-coplanner-tool/268840 eMoney Advisor is preparing to launch CoPlanner Chat, an AI assistant for its CoPlanner planning tool that is currently in beta testing, according to Brandon Heid, the company's senior financial planning practice management consultant, speaking at Schwab IMPACT in Bost

WealthFeed. (2026, November 2). WealthFeed expands into 401(k) plan prospecting with Form 5500 data. PR Newswire. https://www.prnewswire.com/news-releases/wealthfeed-expands-into-401k-plan-prospecting-with-form-5500-data-302925314.html WealthFeed has added Form 5500 data to its platform, letting advisors search more than 780,000 retirement plans and receive alerts when new filings show changes that may signal a business opportunity. Each plan profile includes assets, particip

Zocks. (2026, October 28). Zocks launches AI-powered account opening to reduce errors and delays in client onboarding. Zocks. https://www.zocks.io/press/zocks-launches-ai-powered-account-opening-to-reduce-errors-and-delays-in-client-onboarding Zocks announced Zocks Account Opening, a capability that automates the account opening workflow during client onboarding. Schwab Advisor Services is the first custodian to accept pre-validated applications submitted directly from Zocks

Gateway Financial Partners. (2026, October 27). Gateway Financial Partners launches GatewayGO, a new advisor experience platform powered by Milemarker. PR Newswire. https://www.prnewswire.com/news-releases/gateway-financial-partners-launches-gatewaygo-a-new-advisor-experience-platform-powered-by-milemarker-302920027.html Gateway Financial Partners, an independent wealth management firm supporting more than 200 affiliated advisors across 27 states with over $10 billion in asse

Zeplyn. (2026, October 27). Zeplyn now turns wealth management firms’ operating playbooks into agentic workflows. GlobeNewswire. https://www.globenewswire.com/news-release/2026/10/27/3389083/0/en/zeplyn-now-turns-wealth-management-firms-operating-playbooks-into-agentic-workflows.html Zeplyn, which describes itself as the agentic AI operating system for wealth management, introduced Zeplyn Workflows, a capability that turns firms’ operating playbooks into multi-step processes

The Charles Schwab Corporation. (2026, October 29). Schwab's 2026 Independent Advisor Outlook Study: RIAs embrace what's new without losing what sets the industry apart [Press release]. https://pressroom.aboutschwab.com/press-releases/press-release/2026/Schwabs-2026-Independent-Advisor-Outlook-Study-RIAs-Embrace-Whats-New-Without-Losing-What-Sets-the-Industry-Apart/default.aspx Schwab Advisor Services released its 2026 Independent Advisor Outlook Study at its 36th annual IMPA

Raymond James Financial, Inc. (RJF) Q4 FY2026 earnings call transcript. (2026, October 28). Yahoo Finance. https://finance.yahoo.com/quote/RJF/earnings/RJF-Q4-2026-earnings_call-659986.html Raymond James said it continues advancing automation, process improvement, and AI as part of its more than $1.1 billion in annual technology spending. CEO Paul Shoukry cited the firm's proprietary AI assistant, Raimond, and an AI-powered integrated CRM meeting manager as tools that improve

U.S. Securities and Exchange Commission, Division of Examinations. (2026, October 23). Examination priorities: Fiscal year 2027. https://www.sec.gov/files/2027-exam-priorities.pdf The SEC Division of Examinations states that registrants are increasingly using super intelligence (SI - their new term for "AI"), including generative SI tools for research, drafting, coding, client communications, advisory and portfolio management functions, and compliance monitoring and surveilla

Ortolani, A. (2026, October 22). RIA Edge panel: Why a good M&A strategy must stay focused on organic growth. Wealth Management. https://www.wealthmanagement.com/ria-edge/ria-edge-panel-why-a-good-m-a-strategy-must-stay-focused-on-organic-growth Three RIA leaders speaking at RIA Edge Orange County said organic growth is the key, and arguably more valuable, focus area for long-term success, even at firms with dedicated and active acquisition strategies. EP Wealth co-founder Br

bQuest. (2026, October 22). Sanctuary Wealth selects bQuest to power longevity planning and elder care coordination. PR Newswire. https://www.prnewswire.com/news-releases/sanctuary-wealth-selects-bquest-to-power-longevity-planning-and-elder-care-coordination-302916169.html bQuest, an aging-care and longevity planning intelligence platform, announced that Sanctuary Wealth selected it to bring longevity planning and elder care coordination to Sanctuary's community of Partner Fi

Healthspan Wealth. (2026, October 22). Healthspan Wealth launches early access platform to help advisors navigate clients' health and longevity transitions. GlobeNewswire. https://www.globenewswire.com/news-release/2026/10/22/3386412/0/en/healthspan-wealth-launches-early-access-platform-to-help-advisors-navigate-clients-health-and-longevity-transitions.html Healthspan Wealth opened early access to an AI-supported advisory platform built on five patents that address how to mov

Intercontinental Exchange. (2026, October 22). ICE Connect Wealth now integrated into TradePMR by Robinhood's Fusion® platform. Business Wire. https://www.businesswire.com/news/home/20261022358680/en/ICE-Connect-Wealth-Now-Integrated-into-TradePMR-by-Robinhoods-Fusion-Platform Intercontinental Exchange (NYSE: ICE) and TradePMR by Robinhood announced that the web-based version of ICE Connect Wealth has been integrated into Fusion®, TradePMR's purpose-built advisor platform. IC

Modera Wealth Management. (2026, October 21). Modera launches AI-powered platform Mira to support tailored financial advice for clients. Modera Wealth Management. https://moderawealth.com/modera-launches-ai-powered-platform-mira-to-support-tailored-financial-advice-for-clients/ Modera Wealth Management, a fee-only firm overseeing $20 billion in assets under advisement for more than 6,300 clients, launched Mira, a proprietary agentic AI platform. Mira reflects two years of dev

FinTurk. (2026, October 21). FinTurk introduces FinBox and unlimited AI usage to streamline email management for financial advisors. Business Wire. https://www.businesswire.com/news/home/20261021788857/en/ FinTurk, an AI-native CRM built for financial advisors, introduced FinBox, an AI-powered email management tool aimed at registered investment advisors. FinBox brings an advisor's Microsoft 365 or Gmail inbox into FinTurk so email can be read, searched, organized, and answer

Mili. (2026, October 21). Mili and Egnyte partner to put client documents to work in financial advice. PR Newswire. https://www.prnewswire.com/news-releases/mili-and-egnyte-partner-to-put-client-documents-to-work-in-financial-advice-302915772.html Mili, an AI platform for wealth management firms, and Egnyte, a secure content collaboration and governance provider, announced a partnership that brings Mili's AI agents to client documents stored in Egnyte. Advisors can point agen

SS&C Technologies. (2026, October 14). As enterprises implement AI to gain productivity, governance and performance measurement present scaling opportunities: SS&C survey. https://investor.ssctech.com/news-releases/news-release-details/enterprises-implement-ai-gain-productivity-governance-and SS&C Technologies released findings from a survey of 148 industry leaders, conducted at its 2026 SS&C Deliver conference, on AI implementation across financial services and healthcare en

Syntax. (2026, October 21). Syntax and iRebal® from Schwab Advisor Services team up to offer advanced personalized indexing services. Business Wire. https://www.businesswire.com/news/home/20261021957226/en/Syntax-and-iRebal-from-Schwab-Advisor-Services-Team-Up-to-Offer-Advanced-Personalized-Indexing-Services Syntax, a New York-based fintech company, announced a technology integration with Schwab Advisor Services that connects its Syntax Direct index development and production

Finloop Finance Technology Holding Limited. (2026, October 16). Finloop supports issuance of the first tokenised note product with subscription, redemption and interest payments in HKDAP. PR Newswire. https://www.prnewswire.com/apac/news-releases/finloop-supports-issuance-of-the-first-tokenised-note-product-with-subscription-redemption-and-interest-payments-in-hkdap-302911183.html Finloop, an AI-driven global one-stop wealth technology platform, announced its support for the

Docupace Technologies, Inc. (2026, October 14). Docupace launches Docupace Next, the next generation platform for modern wealth operations. PR Newswire. https://www.prnewswire.com/news-releases/docupace-launches-docupace-next-the-next-generation-platform-for-modern-wealth-operations-302907699.html Docupace, a provider of back-office software for wealth management enterprises and financial advisors, announced the availability of Docupace Next 1.0, the next generation of its We